Nicholas Peters

• Marlborough Investment Management Limited

  FRN 115231

  • [FCA CF] Material risk taker (since 11 Mar 2024)
  • [FCA CF] Client dealing (since 18 Jul 2022)
  • [FCA CF] Significant management (6 Oct 2022 to 11 Mar 2024)
• FIL Investments International (no longer approved here)

  FRN 122170

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (5 Nov 2012 to 8 Dec 2019)
• FIL Investment Advisors (UK) Limited (no longer approved here)

  FRN 159360

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (5 Nov 2012 to 8 Dec 2019)
• FIL Investment Services (UK) Limited (no longer approved here)

  FRN 121939

  • CF30 Customer (5 Nov 2012 to 23 Oct 2017)
• FIL Pensions Management (no longer approved here)

  FRN 144345

  • CF30 Customer (5 Nov 2012 to 15 Mar 2019)
• Janus Henderson Investors UK Limited (no longer approved here)

  FRN 121857

  • CF30 Customer (1 Nov 2007 to 5 Nov 2008)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Janus Henderson Fund Management UK Limited (no longer approved here)

  FRN 121859

  • CF30 Customer (1 Nov 2007 to 5 Nov 2008)
  • CF27 Investment Management (26 May 2005 to 31 Oct 2007)

No changes recorded yet.