Nicholas Lowy

• RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

  FRN 194713

  • [FCA CF] Client dealing (6 Sep 2021 to 14 Dec 2023)
  • [FCA CF] Functions requiring qualifications (6 Sep 2021 to 14 Dec 2023)
• ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

  FRN 623682

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2021)
  • CF30 Customer (1 Aug 2014 to 8 Dec 2019)
• BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

  FRN 155595

  • CF30 Customer (1 Nov 2007 to 6 Dec 2012)
  • CF22 Investment Adviser (Trainee) (26 Oct 2007 to 31 Oct 2007)
• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF21 Investment Adviser (1 Jan 2006 to 23 Jun 2007)
  • CF22 Investment Adviser (Trainee) (14 Feb 2002 to 5 Jun 2003)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF21 Investment Adviser (6 Dec 2004 to 1 Jan 2006)
• HBOS Investment Fund Managers Limited (no longer approved here)

  FRN 119223

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Jan 2002)

No changes recorded yet.