Nicholas John Fisher

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

River Global Investors LLP (no longer approved here)
FRN 453087
- CF10a CASS Oversight function (20 Apr 2015 to 4 Jan 2016)
- CF10 Compliance Oversight (18 Jul 2014 to 4 Jan 2016)
- CF11 Money Laundering Reporting (18 Jul 2014 to 4 Jan 2016)
Schroders IS Limited (no longer approved here)
FRN 195028
- CF10 Compliance Oversight (30 Jul 2014 to 4 Jan 2016)
- CF11 Money Laundering Reporting (30 Jul 2014 to 4 Jan 2016)
Habib Bank AG Zurich (no longer approved here)
FRN 113991
- CF10 Compliance Oversight (26 Jan 2012 to 24 Sep 2012)
- CF10a CASS Oversight function (26 Jan 2012 to 24 Sep 2012)
- CF11 Money Laundering Reporting (26 Jan 2012 to 24 Sep 2012)
FirstRand Bank Limited (no longer approved here)
FRN 476154
- CF10 Compliance Oversight (17 Sep 2008 to 1 Dec 2010)
- CF11 Money Laundering Reporting (17 Sep 2008 to 1 Dec 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.