Nicholas James Fallows

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BNF Capital Limited

    FRN 628282

    • SMF16 Compliance Oversight (since 31 May 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Jan 2015 to 8 Dec 2019)
    • CF1 Director (8 Jan 2015 to 8 Dec 2019)
  • Perwyn Advisors UK Limited (no longer approved here)

    FRN 948600

    • Director of firm who is not a certification employee or a SMF manager (17 Dec 2021 to 7 May 2024)
  • Clerville Investment Management LLP (no longer approved here)

    FRN 475069

    • CF1 Director (AR) (29 Jul 2013 to 5 Jan 2015)
    • CF30 Customer (29 Jul 2013 to 5 Jan 2015)
  • BNF Capital Ltd (no longer approved here)

    FRN 604359

    • Employed By (29 Jul 2013 to 5 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.