Clerville Investment Management LLP

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FRN: 475069
Date authorised: 1 April 2013
Companies House: OC333739
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Clareville Investment Management LLP

14-15 Conduit Street

London

Westminster

W1S 2XJ

UNITED KINGDOM

Phone

+4402072906680

Web

https://www.clerville.co.uk
Complaints Contact

Clareville Investment Management LLP

14-15 Conduit Street

London

Westminster

W1S 2XJ

UNITED KINGDOM

Phone

+4402072906680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alban Georges Thierry De Clermont-Tonnerre
IRN AGD01041
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (12 Mar 2008 to 8 Dec 2019)
- CF30 Customer (12 Mar 2008 to 8 Dec 2019)
Arnaud de Canteloube de Marmies
IRN AXD01224
- SMF27 Partner (9 Dec 2019 to 1 Apr 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2024)
- CF4 Partner (3 Dec 2019 to 8 Dec 2019)
- CF30 Customer (12 Jun 2017 to 8 Dec 2019)
Bertand Philippe Coste
IRN BPC01081
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF4 Partner (12 Mar 2008 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Mar 2008 to 8 Dec 2019)
- CF11 Money Laundering Reporting (12 Mar 2008 to 8 Dec 2019)
- CF30 Customer (12 Mar 2008 to 8 Dec 2019)
Bertrand Nicolas Hubert Perrodo
IRN BNP00006
- CF30 Customer (1 Apr 2014 to 5 Jan 2015)
- CF1 Director (AR) (1 Apr 2014 to 5 Jan 2015)
Brigitte Reech
IRN BXR01159
- CF30 Customer (20 Jan 2010 to 8 Feb 2010)
Constantin Rinn
IRN CXR01413
- CF30 Customer (29 Apr 2009 to 1 Sep 2010)
Francois Monot
IRN FXM01113
- CF30 Customer (21 Oct 2008 to 30 Jun 2009)
Gerard Francis Ifill - Williams
IRN GFI01000
- [FCA CF] Client dealing (since 1 Mar 2024)
Henric Sebastian Georges Tamm
IRN HST01012
- CF30 Customer (3 Dec 2015 to 2 May 2017)
Jean-Marc Alain Spitalier
IRN JAS01208
- SMF27 Partner (since 30 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (9 May 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Pamber Capital Limited
FRN 831115 · Appointed 16 Jan 2019
Reza Ghodsi (no longer appointed)
FRN 917979 · Appointed 9 Dec 2019 · Until 8 Nov 2022
Charles Michael Metcalfe (no longer appointed)
FRN 822171 · Appointed 3 Oct 2018 · Until 20 May 2019
Spice Capital Partners LLP (no longer appointed)
FRN 809013 · Appointed 14 May 2018 · Until 2 Dec 2019
Simon Marshall-Lockyer (no longer appointed)
FRN 808895 · Appointed 11 May 2018 · Until 24 Jan 2019
BNF Capital Ltd (no longer appointed)
FRN 604359 · Appointed 11 Jul 2013 · Until 7 Jan 2015
Mr Alain Gaudry (no longer appointed)
FRN 604126 · Appointed 10 Jul 2013 · Until 15 Feb 2017
Bertrand Eugene Fitoussi (no longer appointed)
FRN 602947 · Appointed 24 Jun 2013 · Until 19 Oct 2016
Francois Monot (no longer appointed)
FRN 489333 · Appointed 25 Sep 2008 · Until 3 Aug 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.