Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capital Advisory Partners Ltd
FRN 450657
- [FCA CF] Client dealing (since 4 Apr 2022)
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- [FCA CF] Functions requiring qualifications (14 Jun 2021 to 12 Feb 2022)
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- CF30 Customer (3 Dec 2015 to 2 May 2017)
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- CF30 Customer (1 Nov 2007 to 1 Jan 2009)
- CF21 Investment Adviser (14 Apr 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (14 Apr 2004 to 1 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.