Date authorised
17 December 2021
Companies House
11279645
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Hanover Square
    London
    W1S 1JH
    UNITED KINGDOM
    Phone
    +4407905276735
  • Complaints Contact

    25 Hanover Square
    London
    W1S 1JF
    UNITED KINGDOM
    Phone
    +442045515482

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Gardner

    IRN AXG00604

    • [FCA CF] Significant management (1 Mar 2022 to 28 Feb 2024)
  • Andrew Richard Harrison

    IRN ARH01162

    • [FCA CF] Client dealing (since 2 Oct 2023)
  • Andrew Thomas Wynn

    IRN AXW06604

    • [FCA CF] Client dealing (since 1 Mar 2022)
    • SMF3 Executive Director (since 17 Dec 2021)
    • SMF1 Chief Executive (since 17 Dec 2021)
    • SMF16 Compliance Oversight (17 Dec 2021 to 13 Feb 2024)
  • Angus Duthie-Jackson

    IRN AXD22912

    • [FCA CF] Client dealing (23 May 2024 to 24 Apr 2026)
  • Chris Pape

    IRN CSP01071

    • [FCA CF] Client dealing (since 23 May 2024)
  • Edward Lunken

    IRN EXL00228

    • [FCA CF] Client dealing (since 23 May 2024)
  • Gurinder Singh Sunner

    IRN GXS00267

    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 21 Sep 2022)
  • James Andrew Gavey

    IRN JXG00550

    • SMF16 Compliance Oversight (13 Feb 2024 to 13 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Feb 2024 to 13 Aug 2025)
    • SMF3 Executive Director (13 Feb 2024 to 13 Aug 2025)
    • [FCA CF] Significant management (2 Sep 2022 to 13 Feb 2023)
    • [FCA CF] Manager of certification employee (2 Sep 2022 to 13 Feb 2023)
  • John Gallagher

    IRN JJG01095

    • [FCA CF] Client dealing (since 19 Jul 2024)
  • Mark Blower

    IRN MXB01744

    • [FCA CF] Client dealing (since 1 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Dec 2021 to 13 Feb 2024)
    • SMF3 Executive Director (17 Dec 2021 to 23 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.