Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Dec 2021 to 13 Feb 2024)
    • SMF3 Executive Director (17 Dec 2021 to 23 Feb 2026)
  • KHEPRI ADVISERS LIMITED (no longer approved here)

    FRN 692447

    • CF30 Customer (30 Jun 2017 to 31 Jan 2018)
    • CF1 Director (AR) (12 May 2017 to 31 Jan 2018)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (14 Aug 2002 to 9 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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