Nicholas Herford Pitt-Lewis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Hambro & Partners LLP (no longer approved here)

    FRN 513246

    • CF29 Significant management (18 May 2012 to 8 Jun 2016)
    • CF11 Money Laundering Reporting (11 Feb 2010 to 1 Oct 2011)
    • CF10 Compliance Oversight (11 Feb 2010 to 1 Oct 2011)
  • J O Hambro Capital Management Limited (no longer approved here)

    FRN 147406

    • CF10 Compliance Oversight (4 Apr 2006 to 1 Nov 2016)
    • CF11 Money Laundering Reporting (4 Apr 2006 to 1 Nov 2016)
  • Harwood Capital LLP (no longer approved here)

    FRN 224915

    • CF11 Money Laundering Reporting (4 Apr 2006 to 1 Oct 2011)
    • CF10 Compliance Oversight (4 Apr 2006 to 1 Oct 2011)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF10 Compliance Oversight (1 Dec 2001 to 11 Oct 2004)
    • CF14 Risk Assessment (1 Dec 2001 to 11 Oct 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 11 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.