Nicholas George Selby Tulloch

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (15 Jan 2018 to 30 Apr 2019)
Cavendish Securities PLC (no longer approved here)
FRN 416932
- CF30 Customer (9 Jun 2014 to 17 Oct 2017)
W H Ireland Limited (no longer approved here)
FRN 140773
- CF30 Customer (24 Mar 2014 to 8 Jun 2014)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF30 Customer (1 Oct 2012 to 19 Oct 2012)
Singer Capital Markets Advisory LLP (no longer approved here)
FRN 568323
- CF30 Customer (9 Jan 2012 to 19 Oct 2012)
Robert W. Baird Limited (no longer approved here)
FRN 124308
- CF23 Corporate Finance Adviser (5 Jan 2004 to 11 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.