Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HG Pooled Management Limited
FRN 122466
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (1 May 2015 to 8 Dec 2019)
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HgCapital LLP
FRN 478870
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 31 Oct 2022)
- CF4 Partner (1 Apr 2018 to 8 Dec 2019)
- CF30 Customer (1 May 2015 to 8 Dec 2019)
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- CF30 Customer (24 Feb 2009 to 31 Dec 2014)
- CF4 Partner (24 Feb 2009 to 31 Dec 2014)
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- CF30 Customer (1 Nov 2007 to 30 May 2008)
- CF22 Investment Adviser (Trainee) (4 Dec 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.