Date authorised
1 April 2013
Companies House
OC322970
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Mill Shaw
    Oxted
    Surrey
    RH8 9DQ
    UNITED KINGDOM
    Phone
    +447768032164
  • Complaints Contact

    9 Mill Shaw
    Oxted
    Surrey
    RH8 9DQ
    UNITED KINGDOM
    Phone
    +447768032164

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . J Rothschild Capital Management Ltd

    IRN XXJ01014

    • CF4 Partner (27 Feb 2007 to 2 Dec 2019)
  • Alan David Maynard

    IRN ADM01198

    • SMF27 Partner (9 Dec 2019 to 16 Jun 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Aug 2007 to 31 Oct 2007)
    • CF4 Partner (22 Aug 2007 to 8 Dec 2019)
  • Catherine Perowne

    IRN CXB01675

    • CF30 Customer (6 Nov 2008 to 31 Jul 2015)
  • David Henry Coombs

    IRN DHC01048

    • CF30 Customer (31 Mar 2008 to 31 Dec 2013)
  • Derek James Elliott

    IRN DJE01046

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (27 Feb 2007 to 31 Mar 2009)
    • CF4 Partner (27 Feb 2007 to 8 Dec 2019)
    • CF3 Chief Executive (27 Feb 2007 to 8 Dec 2019)
    • CF27 Investment Management (27 Feb 2007 to 31 Oct 2007)
  • Harjinder Johal

    IRN HXJ01062

    • CF30 Customer (11 Jun 2008 to 31 Mar 2015)
  • Jonathan Russell Kaye

    IRN JRK01035

    • CF30 Customer (1 Nov 2007 to 30 Jun 2014)
    • CF4 Partner (27 Feb 2007 to 30 Jun 2014)
    • CF3 Chief Executive (27 Feb 2007 to 30 Jun 2014)
    • CF27 Investment Management (27 Feb 2007 to 31 Oct 2007)
  • Kevin Patrick Street

    IRN KPS01023

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Feb 2007 to 8 Dec 2019)
    • CF27 Investment Management (27 Feb 2007 to 31 Oct 2007)
    • CF3 Chief Executive (27 Feb 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Feb 2007 to 8 Dec 2019)
    • CF4 Partner (27 Feb 2007 to 8 Dec 2019)
  • Nicholas David Lloyd Jordan

    IRN NDJ01012

    • CF30 Customer (24 Feb 2009 to 31 Dec 2014)
    • CF4 Partner (24 Feb 2009 to 31 Dec 2014)
  • Paul Eric Jonathan Burton

    IRN PEB01073

    • CF30 Customer (6 Aug 2008 to 17 Feb 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.