Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FSE Fund Managers Limited
FRN 458820
- [PRA CF] Key function holder (since 31 Jul 2023)
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Darwin Private Equity LLP
FRN 459344
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (27 Feb 2007 to 8 Dec 2019)
- CF3 Chief Executive (27 Feb 2007 to 8 Dec 2019)
- CF27 Investment Management (27 Feb 2007 to 31 Oct 2007)
- CF11 Money Laundering Reporting (27 Feb 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (27 Feb 2007 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.