Nicholas Andrew John Wood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SARASIN ASSET MANAGEMENT LIMITED

    FRN 163584

    • [FCA CF] Client dealing (since 28 Jul 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Jan 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (10 Jul 2003 to 31 Oct 2007)
  • Sarasin & Partners LLP

    FRN 475111

    • [FCA CF] Material risk taker (since 19 Feb 2021)
    • [FCA CF] Client dealing (since 19 Feb 2021)
    • [FCA CF] Manager of certification employee (since 19 Feb 2021)
    • CF30 Customer (2 Jan 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.