Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Dec 2023)
    • [FCA CF] Manager of certification employee (since 1 Dec 2023)
  • RGI FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 146873

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2024)
    • CF1 Director (13 Aug 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (23 Jan 2006 to 31 Oct 2007)
  • Van Lanschot Kempen Investment Management (UK) Ltd (no longer approved here)

    FRN 166063

    • CF27 Investment Management (1 Dec 2001 to 20 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.