Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (14 Jun 2019 to 17 Sep 2019)
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- CF30 Customer (5 Apr 2019 to 21 Aug 2019)
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- Employed By (5 Apr 2019 to 17 Sep 2019)
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- CF30 Customer (5 Jan 2016 to 24 Jan 2019)
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- CF1 Director (AR) (5 Apr 2012 to 27 Jul 2018)
- CF30 Customer (1 Nov 2007 to 27 Jul 2018)
- CF27 Investment Management (9 Feb 2007 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 27 Jul 2018)
- CF3 Chief Executive (1 Dec 2001 to 10 Jun 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.