Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (11 Oct 2021 to 4 Oct 2023)
- [FCA CF] Significant management (11 Oct 2021 to 11 Oct 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2021)
- [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2021)
- CF30 Customer (5 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (1 Jun 2017 to 23 Oct 2018)
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- CF30 Customer (1 Nov 2007 to 21 Jan 2016)
- CF21 Investment Adviser (30 Sep 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Jun 2003 to 30 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.