Monica Comyns

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

iSAM Securities (UK) Limited (no longer approved here)
FRN 629586
- CF10 Compliance Oversight (26 Sep 2017 to 9 Feb 2018)
iSAM Funds (UK) Limited (no longer approved here)
FRN 779166
- CF10 Compliance Oversight (26 Sep 2017 to 9 Feb 2018)
Bain Capital Credit, Ltd. (no longer approved here)
FRN 441896
- CF11 Money Laundering Reporting (9 Mar 2016 to 8 Nov 2016)
- CF10 Compliance Oversight (9 Mar 2016 to 8 Nov 2016)
Bain Capital Private Equity (Europe), LLP (no longer approved here)
FRN 592556
- CF11 Money Laundering Reporting (9 Mar 2016 to 8 Nov 2016)
- CF10 Compliance Oversight (9 Mar 2016 to 8 Nov 2016)
Skandinaviska Enskilda Banken AB (Publ) (no longer approved here)
FRN 124943
- CF10 Compliance Oversight (15 Jan 2004 to 30 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.