Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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East X LLP
FRN 927277
- SMF27 Partner (since 9 Nov 2021)
- [FCA CF] Client dealing (since 1 Dec 2020)
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- CF30 Customer (31 Jan 2019 to 9 Oct 2019)
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- CF4 Partner (5 May 2011 to 30 Dec 2011)
- CF30 Customer (5 May 2011 to 30 Dec 2011)
- CF10 Compliance Oversight (5 May 2011 to 30 Dec 2011)
- CF11 Money Laundering Reporting (5 May 2011 to 30 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.