East X LLP

• Principal Place of Business

  East X Llp

  Tea Auction House

  Counter Street

  London

  Southwark

  SE1 2HD

  UNITED KINGDOM

  Phone

  +442038369013

  Web

  https://www.eastx.com

• Complaints Contact

  East X Llp

  Tea Auction House

  Counter Street

  London

  Southwark

  SE1 2HD

  UNITED KINGDOM

  Phone

  +442038369013

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aleksandra Monach von Hatten

  IRN AXM03500

  • SMF17 Money Laundering Reporting Officer (MLRO) (4 Jan 2024 to 16 Dec 2024)
  • SMF16 Compliance Oversight (4 Jan 2024 to 16 Dec 2024)
• Alexandra Dunn

  IRN AXD15171

  • SMF16 Compliance Oversight (since 14 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Feb 2025)
• Amalaswintha Valeria Christine Wolfsdorf

  IRN AVW01019

  • SMF27 Partner (since 3 Nov 2021)
  • [FCA CF] Client dealing (since 1 Dec 2020)
• David Milton Foster

  IRN DMF01047

  • [FCA CF] Client dealing (1 Dec 2020 to 22 Feb 2024)
• Eric Richard Charles Armitage

  IRN ERA01007

  • SMF27 Partner (since 1 Dec 2020)
  • [FCA CF] Client dealing (since 1 Dec 2020)
• James Elsley

  IRN JXE01523

  • [FCA CF] Client dealing (since 16 Oct 2023)
• John William Lampard

  IRN JXL07719

  • SMF27 Partner (23 Nov 2021 to 28 Feb 2025)
  • [FCA CF] Client dealing (1 Dec 2020 to 28 Feb 2025)
• Joseph Samuel

  IRN JXS04236

  • SMF27 Partner (since 1 Sep 2025)
• Mauricia Cebulec-Gardner

  IRN MXC02156

  • SMF27 Partner (16 Nov 2021 to 15 Mar 2024)
  • SMF16 Compliance Oversight (1 Dec 2020 to 4 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Dec 2020 to 4 Jan 2024)
• Miriam Blastiakova

  IRN MXB02219

  • SMF27 Partner (since 9 Nov 2021)
  • [FCA CF] Client dealing (since 1 Dec 2020)

No changes recorded yet.