Theorema Advisors UK LLP

• Principal Place of Business

  Theorema

  Vicarage House, 58-60 Kensington Church Street

  London

  W8 4DB

  UNITED KINGDOM

  Phone

  +4402073185335

  Web

  https://www.theoremafunds.com

• Complaints Contact

  Theorema

  13 Hanover Square

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402073185335

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . GIDUEcapitaladvisory SRL

  IRN XXG01171

  • CF4 Partner (AR) (8 Jun 2018 to 19 Jul 2023)
• ARON JOHN ANTHONY FISH

  IRN AJF01249

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
• Alberto Maria Cozzini

  IRN AMC01112

  • CF30 Customer (24 Jun 2014 to 14 Oct 2017)
• Alberto Marolda

  IRN AXM01420

  • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
• Andrea Casati

  IRN AXC01340

  • SMF27 Partner (9 Nov 2020 to 17 Feb 2022)
• Chee-Won Tan

  IRN CXT01399

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (13 Aug 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (9 Dec 2014 to 8 Dec 2019)
  • CF4 Partner (AR) (1 May 2014 to 19 Jul 2023)
  • CF4 Partner (5 May 2011 to 8 Dec 2019)
• Christopher Simon Jacobs

  IRN CXJ00128

  • [FCA CF] Client dealing (since 16 Sep 2024)
• Efstathios Kaparis

  IRN EXK01164

  • CF30 Customer (5 May 2011 to 31 Jul 2014)
  • CF4 Partner (5 May 2011 to 31 Jul 2014)
• Emanuele Diego Minotti

  IRN EDM01019

  • SMF27 Partner (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 22 Jul 2021)
  • CF4 Partner (14 May 2012 to 8 Dec 2019)
  • CF3 Chief Executive (14 May 2012 to 8 Dec 2019)
  • CF30 Customer (14 May 2012 to 8 Dec 2019)
• Emma Jane Edge

  IRN EJE01019

  • CF30 Customer (5 May 2011 to 7 Jul 2015)

• Think Global Investments LLP (no longer appointed)

  FRN 621517 · Appointed 16 Apr 2014 · Until 20 Jul 2023 · Tied agent

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