Theorema Advisors UK LLP

Date authorised
1 April 2013
Companies House
OC355838
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Theorema
    Vicarage House, 58-60 Kensington Church Street
    London
    W8 4DB
    UNITED KINGDOM
    Phone
    +4402073185335
    Web
    https://www.theoremafunds.com

  • Complaints Contact

    Theorema
    13 Hanover Square
    London
    W1S 1HN
    UNITED KINGDOM
    Phone
    +4402073185335

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Enrico Tommaso Cucchiani

    IRN ETC00011

    • CF30 Customer (12 May 2014 to 19 Jul 2023)
    • CF4 Partner (AR) (12 May 2014 to 19 Jul 2023)
  • Fabio Di Carlo

    IRN FXD00037

    • [FCA CF] Client dealing (19 Oct 2020 to 30 Apr 2023)
  • Federico Marolda

    IRN FXM01708

    • CF30 Customer (24 Mar 2016 to 8 Dec 2019)
  • Francesco Masoni

    IRN FXM01096

    • CF10 Compliance Oversight (9 May 2012 to 26 Nov 2014)
    • CF11 Money Laundering Reporting (9 May 2012 to 15 Jun 2018)
    • CF30 Customer (5 May 2011 to 15 Jun 2018)
    • CF4 Partner (5 May 2011 to 15 Jun 2018)
  • Francesco Riccardo Luca Rustici

    IRN FRR01000

    • CF30 Customer (5 May 2011 to 23 Jun 2011)
  • Giovanni Govi

    IRN GXG01099

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 25 Jun 2024)
    • CF4 Partner (AR) (22 Apr 2014 to 19 Jul 2023)
    • CF28 Systems and controls (5 May 2011 to 8 Dec 2019)
    • CF30 Customer (5 May 2011 to 20 Jul 2023)
    • CF4 Partner (5 May 2011 to 8 Dec 2019)
  • Ian George Wylie

    IRN IXW01097

    • CF30 Customer (5 May 2011 to 13 Jan 2012)
    • CF4 Partner (5 May 2011 to 13 Jan 2012)
  • Jason Marino

    IRN JXM01863

    • CF30 Customer (5 May 2011 to 21 Jun 2011)
  • Jelena Guadagnini

    IRN JXO01096

    • CF4 Partner (5 May 2011 to 31 Mar 2014)
    • CF30 Customer (5 May 2011 to 31 Mar 2014)
  • Julie Priscilla Leung-How

    IRN JPL01134

    • CF30 Customer (30 Jun 2015 to 15 Jan 2016)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.