Ian George Wylie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPRICORN FUND MANAGERS LIMITED

    FRN 505252

    • CF1 Director (AR) (since 16 Apr 2025)
    • [FCA CF] Client dealing (since 30 Jan 2024)
    • CF30 Customer (since 28 Jan 2024)
  • Hara Global Capital Limited

    FRN 990015

    • (1)Employed By (since 28 Jan 2024)
  • Naya Capital Management UK Limited (no longer approved here)

    FRN 712130

    • SMF16 Compliance Oversight (9 Dec 2019 to 26 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 May 2023)
    • CF1 Director (15 Dec 2015 to 15 Dec 2015)
    • CF10 Compliance Oversight (15 Dec 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (15 Dec 2015 to 8 Dec 2019)
  • Theorema Advisors UK LLP (no longer approved here)

    FRN 529939

    • CF4 Partner (5 May 2011 to 13 Jan 2012)
    • CF30 Customer (5 May 2011 to 13 Jan 2012)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF27 Investment Management (1 Dec 2001 to 20 Jul 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.