Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gladstone Capital Management LLP
FRN 434216
- [FCA CF] Client dealing (since 1 Oct 2024)
- SMF27 Partner (23 Mar 2021 to 25 Sep 2024)
- CF30 Customer (20 Jul 2018 to 8 Dec 2019)
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- CF10 Compliance Oversight (9 May 2012 to 26 Nov 2014)
- CF11 Money Laundering Reporting (9 May 2012 to 15 Jun 2018)
- CF4 Partner (5 May 2011 to 15 Jun 2018)
- CF30 Customer (5 May 2011 to 15 Jun 2018)
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- CF21 Investment Adviser (10 May 2002 to 31 Mar 2005)
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- CF26 Customer Trading (1 Dec 2001 to 17 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.