Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Oct 2024)
    • SMF27 Partner (23 Mar 2021 to 25 Sep 2024)
    • CF30 Customer (20 Jul 2018 to 8 Dec 2019)
  • Theorema Advisors UK LLP (no longer approved here)

    FRN 529939

    • CF10 Compliance Oversight (9 May 2012 to 26 Nov 2014)
    • CF11 Money Laundering Reporting (9 May 2012 to 15 Jun 2018)
    • CF4 Partner (5 May 2011 to 15 Jun 2018)
    • CF30 Customer (5 May 2011 to 15 Jun 2018)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (10 May 2002 to 31 Mar 2005)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF26 Customer Trading (1 Dec 2001 to 17 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.