Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 May 2022)
    • [FCA CF] Manager of certification employee (27 Nov 2024 to 9 Jan 2026)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • [FCA CF] Client dealing (7 Mar 2017 to 28 Jan 2022)
    • CF30 Customer (18 Apr 2011 to 6 Mar 2016)
  • Arbor Research & Trading UK Limited (no longer approved here)

    FRN 190012

    • CF30 Customer (18 May 2009 to 13 May 2011)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
    • CF21 Investment Adviser (11 Oct 2004 to 31 Oct 2007)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (1 Nov 2007 to 17 Oct 2008)
    • CF21 Investment Adviser (6 Feb 2007 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 7 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.