Mills Andrew

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Starmark Investment Management Limited (no longer approved here)
FRN 190249
- CF30 Customer (23 Oct 2016 to 16 Dec 2016)
OTC Europe LLP (no longer approved here)
FRN 507219
- CF30 Customer (22 Jun 2015 to 19 May 2016)
TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- CF30 Customer (24 Jan 2013 to 31 May 2014)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF30 Customer (24 Jan 2013 to 31 May 2014)
Graham Capital LLP (no longer approved here)
FRN 564058
- CF4 Partner (7 Jun 2012 to 21 Nov 2012)
- CF30 Customer (7 Jun 2012 to 21 Nov 2012)
RWE Trading Services Limited (no longer approved here)
FRN 208155
- CF30 Customer (1 Nov 2007 to 22 Mar 2011)
- CF21 Investment Adviser (11 Dec 2003 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.