Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (5 Nov 2013 to 27 Feb 2017)
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- CF29 Significant management (13 Aug 2010 to 20 Jan 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (2 Jul 2004 to 22 Dec 2005)
- CF26 Customer Trading (1 Dec 2001 to 14 Jun 2004)
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- CF30 Customer (27 Oct 2009 to 20 Jan 2011)
- CF29 Significant management (1 Nov 2007 to 20 Jan 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (2 Jul 2004 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 14 Jun 2004)
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- CF30 Customer (27 Oct 2009 to 20 Jan 2011)
- CF29 Significant management (1 Nov 2007 to 20 Jan 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (2 Jul 2004 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 14 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.