Date authorised
1 April 2013
Companies House
07835800
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Phillips 66 Ltd
    200 Aldersgate Street
    London
    City Of London
    EC1A 4HD
    UNITED KINGDOM
    Phone
    +4402078224565
  • Complaints Contact

    Phillips 66 Ltd
    200 Aldersgate Street
    London
    City Of London
    EC1A 4HD
    UNITED KINGDOM
    Phone
    +4402078224565

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANDREW THOMAS BUNN

    IRN AXB04377

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 5 Sep 2024)
  • Adrian James Young

    IRN AJY01014

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (5 Sep 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Sep 2013 to 8 Dec 2019)
  • Alex Wilson

    IRN ACW01178

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 27 Feb 2017)
  • Andrew Robinson

    IRN AXR01022

    • [FCA CF] Client dealing (since 14 Feb 2025)
  • Anise Daye

    IRN AXD01864

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
  • Benjamin Edward Martin

    IRN BEM01050

    • [FCA CF] Manager of certification employee (1 Mar 2022 to 4 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Nov 2025)
    • CF30 Customer (1 May 2017 to 8 Dec 2019)
  • Benjamin James Gibbins

    IRN BJG01078

    • CF30 Customer (16 Apr 2012 to 8 Nov 2013)
  • Brett Moore

    IRN BXM01460

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (11 Mar 2019 to 8 Dec 2019)
  • Calvin Logan Taylor

    IRN CLT01053

    • CF30 Customer (16 Apr 2012 to 23 Aug 2013)
  • Chad Love

    IRN CXL01521

    • SMF29 Limited scope function (limited scope SMCR firms only) (30 Jan 2023 to 3 Mar 2025)
    • CF30 Customer (1 Jun 2014 to 7 Jul 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.