Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2021)
- CF29 Significant management (1 Sep 2009 to 28 Feb 2014)
- CF1 Director (8 Sep 2008 to 8 Sep 2008)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
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- (172)[FCA CF] Significant management (9 Dec 2019 to 15 Mar 2021)
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- [FCA CF] Significant management (21 May 2019 to 15 Mar 2021)
- SMF18 Other Overall Responsibility (10 Dec 2018 to 21 May 2019)
- CF1 Director (8 Sep 2008 to 28 Feb 2014)
- CF29 Significant management (1 Nov 2007 to 8 Sep 2008)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
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- CF1 Director (8 Sep 2008 to 8 Sep 2008)
- CF29 Significant management (1 Nov 2007 to 8 Sep 2008)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (172)[FCA CF] Significant management at Engage Mutual Funds Limited