Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Family Equity Plan Limited (no longer approved here)

    FRN 122351

    • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2021)
    • CF29 Significant management (1 Sep 2009 to 28 Feb 2014)
    • CF1 Director (8 Sep 2008 to 8 Sep 2008)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (172)[FCA CF] Significant management (9 Dec 2019 to 15 Mar 2021)
  • Family Assurance Friendly Society Limited (no longer approved here)

    FRN 110067

    • [FCA CF] Significant management (21 May 2019 to 15 Mar 2021)
    • SMF18 Other Overall Responsibility (10 Dec 2018 to 21 May 2019)
    • CF1 Director (8 Sep 2008 to 28 Feb 2014)
    • CF29 Significant management (1 Nov 2007 to 8 Sep 2008)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
  • Family Investment Management Limited (no longer approved here)

    FRN 122394

    • CF1 Director (8 Sep 2008 to 8 Sep 2008)
    • CF29 Significant management (1 Nov 2007 to 8 Sep 2008)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (172)[FCA CF] Significant management at Engage Mutual Funds Limited