Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KIRKOSWALD CAPITAL MANAGEMENT LIMITED
FRN 229812
- SMF3 Executive Director (since 28 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jul 2023)
- [FCA CF] Client dealing (since 30 Mar 2021)
- CF30 Customer (19 Nov 2012 to 8 Dec 2019)
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- CF30 Customer (4 Mar 2013 to 12 Aug 2013)
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- CF30 Customer (30 Nov 2011 to 19 Nov 2012)
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- CF21 Investment Adviser (19 Apr 2002 to 29 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
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