Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (16 Apr 2025 to 14 Apr 2026)
- [FCA CF] Manager of certification employee (16 Apr 2025 to 14 Apr 2026)
- [FCA CF] Client dealing (16 Apr 2025 to 14 Apr 2026)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Apr 2025)
- CF30 Customer (17 Oct 2019 to 16 Apr 2025)
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- CF30 Customer (1 Jun 2014 to 30 Sep 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.