Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander Asset Management UK Limited
FRN 122491
- [FCA CF] Significant management (since 22 Oct 2025)
- [FCA CF] Client dealing (since 22 Oct 2025)
- [FCA CF] Material risk taker (22 Oct 2025 to 16 Jan 2026)
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- SMF3 Executive Director (12 Apr 2022 to 9 May 2025)
- [FCA CF] Manager of certification employee (2 Nov 2021 to 9 May 2025)
- [FCA CF] Client dealing (2 Nov 2021 to 9 May 2025)
- [FCA CF] Material risk taker (2 Nov 2021 to 9 May 2025)
- [FCA CF] Significant management (2 Nov 2021 to 9 May 2025)
- CF30 Customer (30 Jul 2012 to 21 Dec 2015)
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- [FCA CF] Manager of certification employee (18 Mar 2021 to 23 Apr 2021)
- [FCA CF] Client dealing (18 Mar 2021 to 23 Apr 2021)
- CF30 Customer (21 Jul 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.