Michael William Riley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 197340
- SMF17 Money Laundering Reporting Officer (MLRO) (31 May 2024 to 23 Jul 2024)
Handelsbanken ACD Limited (no longer approved here)
FRN 936858
- SMF17 Money Laundering Reporting Officer (MLRO) (31 May 2024 to 23 Jul 2024)
EFG Private Bank Limited (no longer approved here)
FRN 144036
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 22 Oct 2020)
- CF11 Money Laundering Reporting (21 May 2013 to 6 Mar 2016)
EFG Asset Management (UK) Limited (no longer approved here)
FRN 536771
- CF11 Money Laundering Reporting (4 Jul 2013 to 12 Feb 2014)
KEB Hana Bank (no longer approved here)
FRN 204671
- CF11 Money Laundering Reporting (14 Apr 2003 to 22 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.