Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sucden Financial Limited
FRN 114239
- [FCA CF] Manager of certification employee (since 1 Nov 2023)
- [FCA CF] Client dealing (since 14 May 2021)
- CF30 Customer (17 Apr 2009 to 8 Sep 2011)
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- CF30 Customer (2 Sep 2008 to 31 Oct 2008)
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- CF30 Customer (16 Nov 2007 to 9 Jul 2008)
- CF21 Investment Adviser (25 Jan 2007 to 5 Nov 2007)
- CF22 Investment Adviser (Trainee) (28 Jul 2006 to 25 Jan 2007)
- CF26 Customer Trading (11 Aug 2004 to 5 Nov 2007)
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- CF26 Customer Trading (1 Dec 2001 to 11 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.