Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 14 May 2021)
    • CF30 Customer (17 Apr 2009 to 8 Sep 2011)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF30 Customer (2 Sep 2008 to 31 Oct 2008)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF30 Customer (16 Nov 2007 to 9 Jul 2008)
    • CF21 Investment Adviser (25 Jan 2007 to 5 Nov 2007)
    • CF22 Investment Adviser (Trainee) (28 Jul 2006 to 25 Jan 2007)
    • CF26 Customer Trading (11 Aug 2004 to 5 Nov 2007)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF26 Customer Trading (1 Dec 2001 to 11 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.