Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Client dealing (since 10 Jan 2024)
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- [FCA CF] Client dealing (17 May 2022 to 14 Nov 2023)
- [FCA CF] Material risk taker (17 May 2022 to 14 Nov 2023)
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- [FCA CF] Client dealing (10 Jun 2021 to 13 Aug 2021)
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- [FCA CF] Client dealing (1 Apr 2020 to 18 Dec 2020)
- CF30 Customer (18 Jun 2018 to 8 Dec 2019)
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- CF30 Customer (25 May 2017 to 8 Jun 2017)
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- CF30 Customer (1 Nov 2007 to 22 Feb 2010)
- CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Oct 2005 to 2 Jul 2007)
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- CF21 Investment Adviser (17 Jun 2004 to 15 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.