Michael Sebastian Gladstone

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Capital Partners LLP

    FRN 439327

    • [FCA CF] Client dealing (since 8 May 2024)
  • Pentwater Capital Management Europe LLP (no longer approved here)

    FRN 617846

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jun 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 2 Jun 2023)
    • CF11 Money Laundering Reporting (22 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (22 Sep 2014 to 8 Dec 2019)
    • CF3 Chief Executive (22 Sep 2014 to 8 Dec 2019)
  • Magnetar Financial (UK) LLP (no longer approved here)

    FRN 447225

    • CF30 Customer (1 Nov 2007 to 11 Oct 2012)
    • CF8 Apportionment and Oversight (26 Oct 2007 to 31 Oct 2007)
    • CF3 Chief Executive (26 Oct 2007 to 9 Apr 2010)
    • CF11 Money Laundering Reporting (26 Oct 2007 to 9 Apr 2010)
    • CF10 Compliance Oversight (26 Oct 2007 to 9 Apr 2010)
    • CF27 Investment Management (18 Jul 2007 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF26 Customer Trading (1 Dec 2001 to 13 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.