Pentwater Capital Management Europe LLP

• Principal Place of Business

  15 Lancashire Court

  London

  W1S 1EZ

  UNITED KINGDOM

  Phone

  +4402072903130

• Complaints Contact

  15 Lancashire Court

  London

  W1S 1EZ

  UNITED KINGDOM

  Phone

  +442072903130

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Pentwater Capital Holdings I Limited

  IRN XXP01198

  • SMF27 Partner (9 Dec 2019 to 7 Jan 2022)
  • CF4 Partner (22 Sep 2014 to 8 Dec 2019)
• . Pentwater Capital Holdings II Limited

  IRN XXP01199

  • SMF27 Partner (9 Dec 2019 to 7 Jan 2022)
  • CF4 Partner (22 Sep 2014 to 8 Dec 2019)
• Christopher John Pedrick

  IRN CJP01105

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 Oct 2016 to 8 Dec 2019)
• Hooman David Tavakolian

  IRN HDT01012

  • SMF16 Compliance Oversight (since 20 Jan 2023)
• Justinian Samuel Clifford Bowles

  IRN JSC01066

  • [FCA CF] Client dealing (since 3 Oct 2025)
  • SMF1 Chief Executive (since 15 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Sep 2023)
• Michael Sebastian Gladstone

  IRN MXG01235

  • SMF1 Chief Executive (9 Dec 2019 to 2 Jun 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jun 2023)
  • CF11 Money Laundering Reporting (22 Sep 2014 to 8 Dec 2019)
  • CF30 Customer (22 Sep 2014 to 8 Dec 2019)
  • CF3 Chief Executive (22 Sep 2014 to 8 Dec 2019)
• Neal Rossall Nenadovic

  IRN NRN01011

  • SMF27 Partner (25 Feb 2020 to 22 Jun 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 8 Dec 2022)
  • CF10 Compliance Oversight (22 Sep 2014 to 8 Dec 2019)
• Paul Raymond Dalton

  IRN PRD01084

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Nov 2014 to 8 Dec 2019)

No changes recorded yet.