Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Sep 2022)
    • SMF1 Chief Executive (since 28 Mar 2022)
    • SMF3 Executive Director (since 28 Mar 2022)
  • Pentagon Capital Management Plc (no longer approved here)

    FRN 189239

    • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
    • CF27 Investment Management (24 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.