Pentagon Capital Management Plc

• Principal Place of Business

  40 Bank Street

  London

  E14 5NR

  UNITED KINGDOM

  Phone

  +442075161500

• Complaints Contact

  40 Bank Street

  London

  E14 5NR

  UNITED KINGDOM

  Phone

  +442075161500

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Bass

  IRN AXB01453

  • CF26 Customer Trading (17 Dec 2003 to 7 Jul 2006)
  • CF21 Investment Adviser (10 Dec 2003 to 6 Feb 2004)
• Darren James Bennett

  IRN DJB01370

  • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
  • CF26 Customer Trading (2 Nov 2006 to 31 Oct 2007)
• David Samuel Chester

  IRN DSC00005

  • CF2 Non Executive Director (22 Jan 2004 to 5 Oct 2006)
  • CF27 Investment Management (1 Dec 2001 to 22 Jan 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2004)
  • CF1 Director (1 Dec 2001 to 22 Jan 2004)
• David Stephen Perry

  IRN DSP01049

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF26 Customer Trading (13 Nov 2006 to 31 Oct 2007)
• Frank William Bristow

  IRN FWB01010

  • CF26 Customer Trading (18 Dec 2003 to 28 Feb 2005)
  • CF21 Investment Adviser (10 Dec 2003 to 6 Feb 2004)
• Jafar Omid

  IRN JXO00008

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2021)
  • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 16 Sep 2013)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Leon Berquez

  IRN LXB01179

  • CF30 Customer (1 Nov 2007 to 11 Jan 2008)
  • CF26 Customer Trading (12 Apr 2007 to 31 Oct 2007)
• Lewis Chester

  IRN LXC00068

  • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
• Matthew Anthony Ember

  IRN MAE01086

  • CF30 Customer (1 Nov 2007 to 31 Aug 2008)
  • CF27 Investment Management (23 Oct 2006 to 31 Oct 2007)
• Michael Neil Ezra

  IRN MNE01002

  • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
  • CF27 Investment Management (24 Aug 2005 to 31 Oct 2007)

No changes recorded yet.