Date authorised
28 March 2022
Companies House
11377149
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    55 Baker Street
    London
    W1U 8EW
    UNITED KINGDOM
    Phone
    +442037273920
  • Complaints Contact

    55 Baker Street
    London
    W1U 8EW
    UNITED KINGDOM
    Phone
    +442037273924

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Carmichael

    IRN AXC03013

    • [FCA CF] Client dealing (12 Sep 2022 to 23 Jan 2023)
    • SMF3 Executive Director (28 Mar 2022 to 23 Jan 2023)
  • Juan Christian Teixidor

    IRN JCT01064

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2022 to 16 Jan 2023)
    • SMF16 Compliance Oversight (28 Mar 2022 to 16 Jan 2023)
  • Max Andrew Lovett Bickford

    IRN MAB01389

    • [FCA CF] Client dealing (12 Sep 2022 to 20 Jan 2023)
  • Michael Neil Ezra

    IRN MNE01002

    • [FCA CF] Client dealing (since 12 Sep 2022)
    • SMF3 Executive Director (since 28 Mar 2022)
    • SMF1 Chief Executive (since 28 Mar 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.