Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (28 Mar 2022 to 16 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2022 to 16 Jan 2023)
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- CF10 Compliance Oversight (9 Jul 2010 to 27 Aug 2015)
- CF11 Money Laundering Reporting (9 Jul 2010 to 27 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.