Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SARASIN ASSET MANAGEMENT LIMITED
FRN 163584
- [FCA CF] Client dealing (since 29 Jul 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF9 Chair of the Governing Body (8 Jun 2022 to 24 Nov 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (30 Mar 2005 to 31 Oct 2007)
- CF3 Chief Executive (30 Mar 2005 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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Sarasin & Partners LLP
FRN 475111
- [FCA CF] Client dealing (since 29 Jul 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (2 Jan 2008 to 8 Dec 2019)
- CF4 Partner (2 Jan 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.