Michael James Collier

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • E.S.N Financial Services LLP

    FRN 825768

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 May 2019 to 8 Dec 2019)
    • CF4 Partner (13 May 2019 to 8 Dec 2019)
  • Herts Financial Services Limited (no longer approved here)

    FRN 595005

    • CF30 Customer (3 Jun 2013 to 21 May 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (2 Jul 2009 to 29 Jun 2012)
  • Scott and Casey Financial Management Limited (no longer approved here)

    FRN 213848

    • CF30 Customer (1 Nov 2007 to 2 Jul 2009)
    • CF21 Investment Adviser (11 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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