Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascent Wealth Management (no longer approved here)

    FRN 915918

    • (3)Employed By (2 Feb 2023 to 4 Jul 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (1 Jun 2020 to 5 Feb 2024)
    • CF1 Director (AR) (15 Apr 2020 to 4 Jul 2023)
    • CF30 Customer (15 Apr 2020 to 4 Jul 2023)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (11 Jun 2012 to 9 Sep 2013)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (1 Nov 2007 to 8 Jun 2012)
    • CF21 Investment Adviser (20 May 2002 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 15 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.