Michael Ekponuwak Ekaette

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CCLA INVESTMENT MANAGEMENT LIMITED

    FRN 119281

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
    • [FCA CF] Manager of certification employee (since 21 Nov 2022)
    • [FCA CF] Material risk taker (since 1 Apr 2022)
    • [FCA CF] Client dealing (since 10 Oct 2020)
    • CF30 Customer (6 Sep 2012 to 8 Dec 2019)
  • CCLA Fund Managers Limited (no longer approved here)

    FRN 611707

    • CF30 Customer (15 Jul 2014 to 19 Mar 2015)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF27 Investment Management (28 Feb 2005 to 4 Sep 2007)
    • CF21 Investment Adviser (1 Sep 2004 to 6 Mar 2006)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF26 Customer Trading (1 Dec 2001 to 28 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.