Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The Charity Bank Limited
FRN 207701
- SMF14 Senior Independent Director (since 12 Jan 2023)
- Director of firm who is not a certification employee or a SMF manager (1 Jan 2017 to 12 Jan 2023)
-
- CF30 Customer (31 Dec 2014 to 30 Oct 2015)
-
- CF29 Significant management (1 Nov 2007 to 31 Dec 2009)
- CF30 Customer (1 Nov 2007 to 31 Dec 2014)
- CF17 Significant Mgt (Other Business Operations) (28 Nov 2003 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (28 Nov 2003 to 31 Oct 2007)
-
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2003)
- CF1 Director (1 Dec 2001 to 31 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.