Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF14 Senior Independent Director (since 12 Jan 2023)
    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2017 to 12 Jan 2023)
  • Standard Advisory London Limited (no longer approved here)

    FRN 628856

    • CF30 Customer (31 Dec 2014 to 30 Oct 2015)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2009)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
    • CF17 Significant Mgt (Other Business Operations) (28 Nov 2003 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (28 Nov 2003 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2003)
    • CF1 Director (1 Dec 2001 to 31 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.