Michael Andrew Walton

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • [FCA CF] Material risk taker (1 Dec 2020 to 28 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Nov 2020)
    • CF30 Customer (1 Feb 2019 to 13 Jan 2021)
    • CF1 Director (AR) (1 Feb 2019 to 12 Mar 2020)
  • FINLI (FA92) LIMITED (no longer approved here)

    FRN 195522

    • [FCA CF] Material risk taker (1 Dec 2020 to 28 Apr 2023)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • [FCA CF] Material risk taker (1 Dec 2020 to 28 Apr 2023)
  • Vintage Wealth Management Limited (no longer approved here)

    FRN 593380

    • CF1 Director (AR) (21 Feb 2014 to 21 Feb 2019)
    • CF30 Customer (21 Feb 2014 to 21 Feb 2019)
  • Finli (GPHerts) Ltd (no longer approved here)

    FRN 615821

    • (4)Employed By (21 Feb 2014 to 21 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)Employed By at Finli (GPHerts) Ltd