Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 14 Jul 2025)
    • CF30 Customer (since 10 Jul 2025)
    • Employed By (since 10 Jul 2025)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Functions requiring qualifications (26 Jul 2024 to 6 Mar 2025)
    • [FCA CF] Client dealing (26 Jul 2024 to 6 Mar 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (26 Jul 2024 to 28 Feb 2025)
    • [FCA CF] Client dealing (26 Jul 2024 to 28 Feb 2025)
  • HFS Milbourne Financial Services Limited (no longer approved here)

    FRN 125051

    • [FCA CF] Client dealing (18 May 2023 to 30 Apr 2024)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Client dealing (18 May 2023 to 30 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

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