Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 16 Mar 2022)
    • SMF1 Chief Executive (since 15 Mar 2022)
    • SMF3 Executive Director (since 15 Mar 2022)
    • SMF3 Executive Director (since 5 Aug 2021)
  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF30 Customer (19 Nov 2020 to 14 Mar 2022)
    • CF1 Director (AR) (19 Nov 2020 to 14 Mar 2022)
  • Cow Corner Investing Ltd (no longer approved here)

    FRN 937744

    • Employed By (19 Nov 2020 to 14 Mar 2022)
  • PEMBROKE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 228341

    • SMF3 Executive Director (26 Feb 2020 to 1 Aug 2023)
    • CF1 Director (AR) (25 Mar 2019 to 2 May 2021)
  • Hilton Sharp & Clarke FS Ltd (no longer approved here)

    FRN 438764

    • Employed By (25 Mar 2019 to 14 Mar 2022)
  • HG Pooled Management Limited (no longer approved here)

    FRN 122466

    • CF1 Director (12 Jul 2016 to 31 Mar 2019)
    • CF4 Partner (18 May 2010 to 14 Jan 2014)
    • CF30 Customer (18 May 2010 to 31 Mar 2019)
  • HgCapital LLP (no longer approved here)

    FRN 478870

    • CF4 Partner (18 May 2010 to 31 Mar 2019)
    • CF30 Customer (18 May 2010 to 31 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.