Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 10 Jun 2025)
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- [FCA CF] Manager of certification employee (25 Feb 2022 to 28 Jun 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2024)
- CF30 Customer (9 Sep 2015 to 13 Oct 2015)
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- [FCA CF] Manager of certification employee (25 Feb 2022 to 28 Jun 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2024)
- CF30 Customer (9 Sep 2015 to 13 Oct 2015)
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- CF30 Customer (1 Mar 2016 to 17 Dec 2018)
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- CF30 Customer (9 Sep 2015 to 13 Oct 2015)
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- CF30 Customer (1 Nov 2007 to 25 Jun 2014)
- CF26 Customer Trading (30 Nov 2005 to 31 Oct 2007)
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- (212)CF26 Customer Trading (26 Nov 2002 to 30 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (212)CF26 Customer Trading at Nippon Life Schroders Asset Management Europe Limited